Form D – What is it?

The Form D Compliance Filing is the only filing document that is required by the Securities and Exchange Commission (SEC) in Washington, DC. It is an 8 page document detailing the relevant information about the offering, the company, use of proceeds, and the principals of the company.

Information Document

The Form D is an “informational only” document and is not subject to a review or approval by the SEC, and in fact, the Form D is “filed.”

Selling securities of any kind to investors without filing the Form D could subject the company to fines by the SEC. The Form D, therefore, is an integral part of raising capital properly and legally. PPM.net can assist in the filing of the Form D.

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PPM.net can help assist in the filing of the Form D for your private placement.

For more information regarding the Form D, or private placement memorandum writing services, please Contact Us.